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Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital …
United States Securities and Exchange Commission - Wikipedia
The SEC can bring a civil action in a U.S. District Court, or an administrative proceeding which is heard by an independent administrative law judge (ALJ). The SEC does not have criminal authority but may …
Southeastern Conference
2 days ago · Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news
Search Filings - SEC.gov
Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. View a listing of real-time filings as they are submitted into the …
About - SEC.gov
Jan 23, 2025 · The federal securities laws empower the Securities and Exchange Commission with broad authority over all aspects of the securities industry. The SEC’s mission is to protect investors; …
Company Search - SEC.gov
Feb 11, 2010 · The SEC does not require companies that are raising less than $1 million under Rule 504 of Regulation D to be "registered" with the SEC, but these companies are required to file a Form D …
SEC.gov | EDGAR Full Text Search
The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.
Mission - SEC.gov
At the Securities and Exchange Commission (SEC), we work together to make a positive impact on the U.S. economy, our capital markets, and people’s lives.
IAPD - Investment Adviser Public Disclosure - Homepage
IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
Newsroom - SEC.gov
Dec 10, 2025 · The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal …